( ISSN 2277 - 9809 (online) ISSN 2348 - 9359 (Print) ) New DOI : 10.32804/IRJMSH

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PENALTIES IMPOSED BY SECURITY EXCHANGE BOARD OF INDIA ON THE INTERMEDIARIES FOR ACTIONS AGAINST THE INVESTORS’ INTEREST - A STUDY

    2 Author(s):  R.SABAPATHI,DR.D.GANESAN

Vol -  11, Issue- 2 ,         Page(s) : 11 - 19  (2020 ) DOI : https://doi.org/10.32804/IRJMSH

Abstract

For the financial development of a nation an investment assumes a significant role. Individuals expect best returns by contributing some segment of their hard earned money into shares, debentures, bonds etc. More risk is related with interest in financial exchange. For the assurance of such investors’ interest and to secure their money an administrative authority was formed by Indian Government, named as Securities and Exchange Board of India (SEBI). This paper intends to gain knowledge into the role of SEBI in imposing penalty on intermediaries that action against investors’ interest. The study is empirical in nature and the findings have been made by analysis so as to know the role and effects of SEBI in Indian Securities market.

Irfan Nawaz Khan and M. Kannappan (2018) A Study on Role of Sebi in Indian Capital Market, International Journal of Pure and Applied Mathematics Volume 119 No. 17 2018, 763-774
J. Deepa and Jasmindeep Kaur (2016) Investors' Grievances in India: Role of SEBI, December 2016
Mohana Murali (2017) The role of SEBI in protecting the interests of investors and regulation of financial intermediaries,International Journal of Commerce and Management Research ISSN: 2455-1627, Volume 3; Issue 7; July 2017; Page No. 06-15
https://www.livemint.com/Industry/DzZ0vcDMi06Y2z1on1q5sK/Budget-2018-Market-regulator-gets-more-power-to-levy-penalt.html

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